In May 2016, the Horse River wildfire led to the evacuation of
∼ 88 000 people from Fort McMurray and surrounding areas and consumed
∼ 590 000 ha of land in Northern Alberta and Saskatchewan. Within the
plume, satellite instruments measured elevated values of CO, NH3,
and NO2. CO was measured by
two Infrared Atmospheric Sounding Interferometers (IASI-A and IASI-B),
NH3 by IASI-A, IASI-B, and the Cross-track Infrared Sounder (CrIS),
and NO2 by the Ozone Monitoring Instrument (OMI). Daily emission
rates were calculated from the satellite measurements using fire hotspot
information from the Moderate Resolution Imaging Spectroradiometer (MODIS)
and wind information from the European Centre for Medium-Range Weather
Forecasts (ECMWF) ERA5 reanalysis, combined with assumptions on lifetimes and
the altitude range of the plume. Sensitivity tests were performed and it was
found that uncertainties of emission estimates are more sensitive to the
plume shape for CO and to the lifetime for NH3 and
NOx. The satellite-derived emission rates were
∼ 50–300 kt d-1 for CO, ∼ 1–7 kt d-1 for
NH3, and ∼ 0.5–2 kt d-1 for NOx
(expressed as NO) during the most active fire periods. The daily
satellite-derived emission estimates were found to correlate fairly well (R∼0.4–0.7) with daily output from the ECMWF Global Fire Assimilation
System (GFAS) and the Environment and Climate Change Canada (ECCC) FireWork
models, with agreement within a factor of 2 for most comparisons. Emission
ratios of NH3/CO, NOx/CO, and
NOx/NH3 were calculated and compared against enhancement
ratios of surface concentrations measured at permanent surface air monitoring
stations and by the Alberta Environment and Parks Mobile Air Monitoring
Laboratory (MAML). For NH3/CO, the satellite emission ratios of
∼ 0.02 are within a factor of 2 of the model emission ratios and
surface enhancement ratios. For NOx/CO satellite-measured
emission ratios of ∼0.01 are lower than the modelled emission ratios of
0.033 for GFAS and 0.014 for FireWork, but are larger than the surface
enhancement ratios of ∼0.003, which may have been affected by the short
lifetime of NOx. Total emissions from the Horse River fire
for May 2016 were calculated and compared against total annual anthropogenic
emissions for the province of Alberta in 2016 from the ECCC Air Pollutant
Emissions Inventory (APEI). Satellite-measured emissions of CO are ∼1500 kt for the Horse River fire and exceed the total annual Alberta
anthropogenic CO emissions of 992.6 kt for 2016. The satellite-measured
emissions during the Horse River fire of ∼30 kt of NH3 and
∼7 kt of NOx (expressed as NO) are approximately
20 % and 1 % of the magnitude of total annual Alberta anthropogenic
emissions, respectively.
Introduction
The 2016 Horse River wildfire (MNP LLP, 2017) was first observed on
1 May 2016 approximately 7 km south-west of Fort McMurray and grew rapidly.
On 3 May 2016, the fire entered the urban service area of Fort McMurray,
leading to the evacuation of ∼ 88 000 people, damaging multiple
structures, and threatening nearby communities, oil sands camps, and
facilities. The fire then moved eastward toward Saskatchewan and, after 2
months of firefighting efforts, was determined under control on 4 July 2016.
The fire consumed 589 522 ha in Northern Alberta and Saskatchewan and led
to an estimated USD 3.58 billion in insured losses (Insurance Bureau of
Canada, 2016).
The number and size of wildfires in North America have been increasing over
the past few decades due to various factors, such as drought conditions,
changes in land use, and fire management practices (Romero-Lankao et al.,
2014). In Canada the number of wildfires and total burned area increased
between 1961 and 2015 (Landis et al., 2018). In Alberta, the number of
wildfires has increased, but the total annual acreage burned has been
variable, with several years of anomalously large burn areas (Landis et al.,
2018). The annual burn area in the boreal forest is projected to increase,
with some of the largest increases predicted in north-eastern Alberta
(Boulanger et al., 2014), which could affect ecosystems (e.g., Stralberg et
al., 2018), air quality (e.g., Yue et al., 2015), and the climate (e.g., Oris
et al., 2014).
Emissions from forest fires have a large effect on global and regional air
quality; more than 10 % of global CO from wildfires is emitted over
middle
and high latitudes (Langmann et al., 2009). Emission factors characterise the
amount of a gas released per kg of fuel consumed (g kg-1) and are often
used in air quality models to estimate emissions from wildfires. Emission
factors for a given land cover type vary naturally depending on burning
conditions (flaming versus smouldering phases) and fuel type (stems, leaves,
or needles). The flaming versus smouldering phases of combustion also have
different emission factors for the same species. For example,
NOx and CO2 are emitted in larger quantities during
flaming periods, while NH3 and CO are emitted in larger quantities
during smouldering periods (e.g., Andreae and Merlet, 2001). The occurrence
of flaming and smouldering phases depends on the moisture content of the fuel
(Chen et al., 2010) and can vary diurnally, with more active flaming during
the day, as well as spatially between the fire front and areas of residual
burning (e.g., Langmann et al., 2009; McRae et al., 2005). Emission factors
also vary with fuel type for, e.g., stems, leaves, or needles. A study in
north-western Alberta found that deciduous trees (e.g., trembling aspen)
contain more nitrogen than conifers (e.g., white spruce) (Jerabkova et al.,
2006); this might be expected to lead to larger emissions of
NOx and NH3 for trembling aspen. Akagi et al. (2011)
estimated variability in boreal forest emission factors from aircraft and
laboratory studies of 35 % for CO, 85 % for NH3, and 77 %
for NOx.
Due to their spatial and temporal coverage, satellite remote sensing
instruments can capture some of this natural variability by estimating
emissions and emission factors over various seasons, burning conditions, fuel
types, and moisture content. Previous studies using satellite CO,
NH3, and NO2 data have assessed the relationship between
these species (e.g., Coheur et al., 2009; Krol et al., 2013; Luo et al.,
2015; Paulot et al., 2017; Pechony et al., 2013; R'Honi et al., 2013;
Whitburn et al., 2015; Yurganov et al., 2011) and have also estimated
emissions and emission factors (e.g., Mebust and Cohen, 2014; Mebust et al.,
2011; Schreier et al., 2014, 2015; Tanimoto et al., 2015; Whitburn et al.,
2015, 2016b). Emission factors have also been estimated using ground-based
Fourier transform infrared (FTIR) spectrometers (e.g., Lutsch et al., 2016).
The Horse River fire provides an excellent opportunity to evaluate methods
for estimating emissions from satellite. Due to the close proximity of the
fire to industry and communities, there is a relatively extensive surface
monitoring network in the region, and many surface air quality datasets are
collected routinely in the area. These networks captured detailed information
about the wildfire plume (Landis et al., 2018; Wentworth et al., 2018), which
can be used to support the satellite-based estimates. In this study, we
estimate emissions from several satellite instruments: CO measured by the two
Infrared Atmospheric Sounding Interferometers (IASI-A and IASI-B),
NH3 measured by IASI-A, IASI-B, and the Cross-track Infrared Sounder
(CrIS), and NO2 measured by the Ozone Monitoring Instrument (OMI). We
compare emission estimates with model data, explore relationships between
CO, NH3, and NOx, and derive emission factors from
the satellite data.
Datasets
Satellite datasets of CO, NH3, and NO2 vertical column
densities (VCDs) were used along with Moderate Resolution Imaging
Spectroradiometer (MODIS) fire radiative power (FRP) data to estimate
emissions. The emission estimates were compared against two model datasets.
These datasets are described in the subsections below.
IASI CO and NH3
In this study, we used the most recent CO and NH3 data products,
which can be found at http://iasi.aeris-data.fr/ (last access: 20 February 2019). The observations are made with the IASI-A and IASI-B instruments on-board
the MetOp satellites. The infrared sounders have a sun-synchronous orbit and
cover the globe twice a day with overpasses at 09:30 and 21:30 local solar
time (LST). The instruments have a swath width of about 2200 km, with an
individual pixel footprint size of 12 km diameter at nadir, which increases
in size towards the sides of the swath (Clerbaux et al., 2009).
For CO we use the FORLI-CO product (Hurtmans et al., 2012). The IASI CO
product has been validated with aircraft observations, which showed overall
good results and performance (George et al., 2015). IASI CO VCDs have also
been compared against ground-based FTIR spectrometer measurements,
with typical differences of ∼10 % when FTIR profiles are smoothed
by the IASI averaging kernels (Kerzenmacher et al., 2012). During the fire,
total column averaging kernels showed increased sensitivity at the surface
with values of ∼0.4–0.6 CO for large VCDs greater than 3.5 ×1018 molec cm-2 (not shown here). These large VCD measurements are
taken within the smoke plume, and are the primary contributor to the emission
estimates. This is consistent with previous studies which have found
increased sensitivity to surface CO for large VCDs (Bauduin et al., 2017).
Yurganov et al. (2011) compared IASI VCDs with measurements from three
grating spectrometers within a plume from forest and peat fires in central
Russia in July–August 2010. They found that the IASI VCDs were biased low
compared with the ground-based measurements by an estimate of 1.61 ×1018 molec cm-2, or ∼35 %, over a sample with a mean
IASI CO VCD of 4.7 ×1018 molec cm-2.
For NH3, we use the current IASI-NNv2.1 product by Van Damme et
al. (2017). The product combines the calculation of the dimensionless
spectral index (HRI) with a neural network to calculate the total columns of
NH3 (Whitburn et al., 2016a). The neural network uses a set of
parameters to find the most representative state of the atmosphere. The
previous versions of the NH3 product were validated by FTIR
observations (Dammers et al., 2015, 2017) and were found to underestimate the
total columns by 40 %, with an increase at low local concentrations and a
better performance for regions with higher local concentrations. Only
observations with a cloud cover below 25 % were used in this study.
Averaging kernels are not produced as a part of the NH3 retrievals;
however, previous studies have demonstrated good agreement with surface and
FTIR measurements (e.g., Clarisse et al., 2010b; Van Damme et al., 2015; Dammers et al., 2017),
demonstrating that there is sensitivity to the lower layers of the
atmosphere.
CrIS NH3
The CrIS instrument is flown on-board the Suomi National Polar-orbiting
Partnership (S-NPP) satellite with an overpass of ∼ 01:30 and
13:30 LST and a pixel spatial resolution of 14 km circles at nadir. The
CrIS Fast Physical Retrieval (CFPR) uses an optimal estimation method
(Rodgers, 2000) to produce vertical profiles of NH3 and associated
error estimates and vertical sensitivity (averaging kernels) (Shephard and
Cady-Pereira, 2015). CFPR NH3 retrievals achieve valid single-pixel
retrievals down to the 0.2 to 0.3 ppbv range (Kharol et al., 2017). In this
study, these retrieved profiles were then integrated to compute VCDs. Initial
CrIS validation studies against ground-based FTIR VCDs show a correlation of
0.77 and very little bias (+2 %) (Dammers et al., 2017). CrIS total
column averaging kernels during the fire suggest good sensitivity to
NH3 in lower layers of the atmosphere, with values of
∼ 0.5–1.5 for the 0–3 km altitude range (not shown here). Above
∼3 km, the sensitivity is very low, which is expected if ammonia
concentrations are low at these altitudes (see Sect. 4.2). For the present
study, CrIS data with a quality flag of 4 were included.
OMI NO2
NO2 VCDs were obtained from the v3 Standard Product (SP) (Krotkov et
al., 2017) of the Ozone Monitoring Instrument (OMI) (Levelt et al., 2006),
which measures UV–visible sunlight in the nadir viewing geometry with a
13 km × 24 km footprint. An important component of any UV–visible
NO2 algorithm is the air mass factors (AMFs), which account for the
sensitivity of the sensor to NO2 and are based on several factors
including the shape of the NO2 profile, aerosols, and surface
reflectivity. Here, the SP AMFs were replaced with the Environment and
Climate Change Canada (ECCC) AMFs because they are optimised for the
measurement area (McLinden et al., 2014).
Smoke affects the scattering of UV–visible sunlight, therefore affecting
the OMI NO2 AMFs and ultimately the VCD retrievals. The presence of
large smoke plumes also complicated the determination of cloud fraction. OMI
provides a measure of the cloud radiative fraction (CRF); observations with
CRF values exceeding a certain threshold (typically 0.5) are generally
excluded from analysis, since cloud prevents OMI from detecting the
NO2 below. Daily MODIS true colour maps were inspected for each day
in May. The true colour maps visually demonstrated that several days were
heavily contaminated by clouds, and these were omitted from the study.
Several other days, however, appeared cloud-free despite a large reported CRF
in pixels that contained smoke plumes. This suggests that the smoke itself
was being identified as cloud. As a result, on these days, the CRF was set to
zero for large NO2 VCDs (>1×1015 molec cm-2)
and the OMI AMFs were modified to account for the effect of the smoke plume
on the NO2 VCDs (see Sect. 4.4).
Furthermore, to improve sampling over fire hotspots, some data affected by
the row anomaly were also included. The row anomaly causes changes in
radiance signal measurements collected by specific OMI pixels starting in
2008 (Torres et al., 2018) and are not included in the v3 dataset. For larger
VCDs, such as those that occurred during the wildfire, the uncertainty due to
the row anomaly is less significant, particularly when considering other
sources of uncertainty in the emission estimates. Furthermore, the
de-striping algorithm is able to remove much of the bias associated with the
row anomaly. Therefore, in order to increase sampling near the fire hotspots, data affected by the row anomaly from the v2 OMI NO2 standard
product (Bucsela et al., 2013) were included in the analysis for VCDs greater
than 1 ×1015 molec cm-2. The differences between v2 and v3
NO2 have a large impact in the stratosphere, but very little impact
in the troposphere (van Geffen et al., 2015; Marchenko et al., 2015).
Inclusion of the row anomaly data was required to have sufficient sampling to
estimate emissions for 6, 13, 15, and 24 May. The row anomaly did not affect
VCDs over the fire hotspots for other days.
MODIS fire radiative power and hotspots
The MODIS instruments, on-board the National Aeronautics and Space
Administration (NASA) Earth Observation System Terra and Aqua satellites,
detect fires using data collected in the infrared and spectral channels
(Kaufman et al., 1998). The MODIS Active Fire Product MCD14ML FRP data
product (Giglio et al., 2003, 2006) was used to identify and quantify fire
hotspots. The MODIS fire product is publicly available at
http://modis-fire.umd.edu/index.php (last access: 21 February 2019). Daytime measurements from the Terra 10:30 LST
and the Aqua 13:30 LST descending nodes were used in this study. Note that
MODIS does not detect all fires as clouds can obscure hotspots.
GFAS model
The Global Fire Assimilation System v1.2 (GFAS) (Kaiser et al., 2012) uses
assimilated FRP from the MODIS instruments in order to estimate daily
emissions from biomass burning on a 0.5∘×0.5∘ global
grid. GFAS converts the assimilated FRP to combustion rates using conversion
factors, which are prescribed for different land cover types based on
regressions between GFAS FRP and dry matter combustion rates from the Global
Fire Emissions Database (GFED) model. Emission factors are applied to the
combustion rates to estimate emissions for 40 gas-phase and aerosol species.
Emission factors are obtained from Andreae and Merle (2001) and combined with
updates from more recent literature. GFAS data are publicly available at
http://apps.ecmwf.int/datasets/data/cams-gfas/ (last access: 21 February 2019).
FireWork model
The ECCC FireWork model (Pavlovic et al., 2016) is Canada's national
operational air quality forecast model with near-real-time biomass burning
emissions. The model estimates fire emissions via the bottom-up approach by
combining near-real-time fire location with predefined fire size and
estimated fuel consumption information from the Canada Forest Service
Canada Wildland Fire Information System (CWFIS), with emission factors based
on the US Forest Service Fire Emissions Prediction System (FEPS). Fire hotspot
information during May 2016 was assembled from three satellite sensors: the
Advanced Very High Resolution Radiometer (AVHRR), MODIS, and the Visible
Infrared Imaging Radiometer Suite (VIIRS), acquired through the National
Oceanic and Atmospheric Administration (NOAA), NASA, University of Maryland,
and the US Forest Service Remote Sensing Applications Center (RSAC). Total fuel
consumption at individual hotspots was calculated for meteorology at noon
LST. Modelled daily fire emissions were temporally distributed to hourly
intervals using a fixed diurnal profile. The model setup assumes fire
persistence whereby past 24 h fire hotspots are used to calculate future 48 h
emissions for the forecasting system.
Surface air monitoring
The satellite-derived and model emission estimates were complemented by
surface air monitoring data. Continuous surface measurements of CO,
NH3, and NOx were collected as a part of monitoring
by the Wood Buffalo Environmental Association at two permanent air monitoring
stations located in Fort McMurray: Fort McMurray–Patricia McInnes station
(56.751378∘ N, 111.476694∘ W) and Fort McMurray–Athabasca
Valley station (56.733392∘ N, 111.390501∘ W). The permanent
air monitoring station data were obtained from the Alberta Airdata Warehouse
at http://airdata.alberta.ca/ (last access: 21 February 2019)
retrieved on 20 July 2017. CO was measured at the Fort
McMurray–Athabasca Valley station using a Thermo Scientific model 48i gas
filter correlation analyser. NH3 was measured at the Fort
McMurray–Patricia McInnes station using a Teledyne API model T201
chemiluminescence analyser. NOx was measured at both Fort
McMurray stations using model T200 chemiluminescence analysers. The data
presented in this study are hourly averages. The data collected at these
stations, as well as other stations in the area during the Horse River fire,
have been analysed and reported on by Landis et al. (2018).
Additional continuous measurements of CO, NH3, and
NOx surface concentration were also collected by the Alberta
Environment and Parks Mobile Air Monitoring Laboratory (MAML), which was
deployed in response to the wildfire and took measurements at various
locations within Fort McMurray to support emergency response personnel and
re-entry to the community between 16 May and 9 June 2016. The MAML is a
27 ft (8.2 m) vehicle equipped with air monitoring instruments. For this
study, we consider CO measured by a Thermo 48i-TLE (trace-level) continuous
gas analyser and NH3/NOx by a Thermo 17i continuous gas
analyser. Hourly average measurements from the MAML collected during the
wildfire and the locations sampled are provided in the Supplement. Hourly
averages were calculated from the data, requiring 45 min of measurements for
a valid hourly average.
Formulae for emission estimates
The methodology used to calculate satellite emissions is based on the work of
Mebust et al. (2011), though the practical implementation of the formulae is
different, as described in Sect. 4. In this section, the formulae used to
calculate emission estimates are presented for the general case.
Consider a Gaussian model for a plume travelling downwind in the x
direction. The concentration, C (molec cm-3), at a point downwind is
given by
C(x,y,z)=E2πuσyσz⋅exp-y2σy2⋅exp-z2σz2⋅e-x/τu,
where τ is the lifetime (s), u is wind speed (m s-1), E is the
rate of emissions (molecs s-1), and σy and σz are
constants related to diffusion in the crosswind direction (y) and in
altitude (z), respectively (Stockie, 2011). This is a solution of the
steady-state advection–diffusion equation for constant diffusion
coefficients, no deposition, and constant wind, assuming diffusion can be
neglected in the downwind direction.
This can be converted into a VCD (molec cm-2) by integrating over
altitude, z:
V(x,y)=E2πuσy(x)⋅exp-y2σy(x)2⋅e-x/τu.
Integrating in the crosswind direction, y, then one obtains a line
density, L (molec cm-1), as a function of distance downwind:
L(x)=Eu⋅e-x/τu.
While the Gaussian plume model was a convenient starting point, Eq. (3) can
be seen to satisfy the 1-D advection–diffusion equation directly (e.g.,
Stockie, 2011). Thus, Eq. (3) is valid in the steady state assuming constant
emissions, constant diffusion coefficients, wind, and chemical decay and
assuming diffusion can be neglected in the downwind direction. Equation (3)
can be used to infer the lifetime of the species by fitting an exponential to
L(x) as a function of downwind distance x and using an assumed value for
u.
If we integrate L(x) over a distance downwind, e.g., from 0 to xc,
then we get the mass (kg) from the source to the downwind
location:
m=∫L(x)dx=Eu∫0xce-x/(τ⋅u)dx=Eu⋅τ⋅u⋅(1-e-xc/(τ⋅u))=E⋅τ⋅(1-e-tcτ),
where tc (s), the residence time inside the box, and xc, the
distance to the edge of the box, are related by wind speed, u.
Solving for emissions, E, we get
E=mτ⋅1-e-tcτ.
Equation (5) is used to calculate emissions by Mebust et al. (2011) and in
the present study. This assumes flat homogeneous terrain and continuous wind
patterns.
Calculation of emissions from satellite measurements
For each day, the satellite data were averaged onto a 4×4 km2
grid which was oriented so that emissions originate at the centre of the grid
and propagate downwind in the +x direction. The centre of the grid was set
to the mean latitude and longitude of the fire hotspots, weighted by MODIS
FRP for the given day. For IASI morning measurements, MODIS Terra FRP data
were used because the overpass times were similar. For the IASI evening,
CrIS, and OMI measurements, the MODIS Aqua FRP data were used. In order to
orient the grid, the mean wind direction at the hotspots was calculated from
European Centre for Medium-Range Weather Forecasts (ECMWF) ERA5
(https://software.ecmwf.int/wiki/display/CKB/ERA5+data+documentation, last access: 21 February 2019)
assimilation wind direction profiles. The wind
profiles were interpolated to the fire hotspot locations and MODIS overpass
time, yielding a set of wind profiles for each fire hotspot. The wind
profiles were then weighted by an assumed vertical smoke profile (see
Sect. 4.2) and averaged. The winds at each fire hotspot were then weighted
by FRP and averaged over the fire hotspots to yield a single wind direction
for the fires. The winds were weighted by FRP because larger FRP is
associated with more active burning and therefore a larger contribution to
emissions.
Example of the analysis methods for 16 May 2016, with MODIS fire
hotspots indicated (red dots). (a) Satellite data are shown with
original pixel sampling, with the ECMWF wind direction indicated by the white
arrow. (b) Data are gridded and oriented so that +x is downwind.
The pink rectangles indicate the area over which the emissions are
calculated.
Figure 1 shows the original sampling of the satellite data and the smoothed,
rotated data for 16 May 2016. Satellite data for the given day were
oversampled onto the 4×4 km2 grid described above. For each VCD
measurement, all grid points that were within the satellite pixel were
assigned to that VCD value. This yielded vectors of oversampled latitude,
longitude, VCD, and weights. These data were then averaged onto the
4×4 km2 grid using an averaging radius of 15 km and weighting
the measurements by the inverse of the pixel area. Days with large gaps in
gridded VCDs in the area of the fire hotspots and downwind of the fires were
excluded from the analysis. This was done by visually inspecting the original
and gridded VCDs for each day; if gaps in the data covered large areas that
were required to resolve the plume or led to interpolation of the plume that
looked suspect, the day's data were excluded. Most of the days excluded were
missing more than half of the data over or downwind of the fire hotspots.
For days with sufficient data, small gaps in the gridded dataset were filled
using interpolation with the inpaint_nans function in MATLAB (D'Errico,
2009).
The baseline VCDs were subtracted from the daily VCDs, yielding dVCD, the
portion of the VCD from fire emissions. Baseline VCDs were calculated using
data from May 2014, a year and month not strongly affected by forest
fire smoke, and the data were filtered to remove peak values (>99 percentile). For each day in 2016, background was estimated using the
filtered data for the entire month of May 2014, which was oversampled,
gridded, and rotated using the winds for the day in 2016, as described above.
This was done so that baseline values which varied spatially due to, e.g.,
emissions from the oil sands were accounted for. For CO and NH3, the
baseline VCDs did not have a strong systematic variation over the measurement
area, as demonstrated by the mean and 1σ of the May 2014 VCDs, which
were filtered to remove peak values (>99 percentile). For CO, mean and
1σ baseline values had small variability and were consistent across
IASI instruments, with values of (2.0±0.2)×1018 molec cm-2 for IASI-A morning, (1.9±0.2)×1018 molec cm-2 for IASI-A evening, (2.0±0.2)×1018 molec cm-2 for IASI-B morning, and (1.9±0.2)×1018 molec cm-2 for IASI-B evening. The CO baseline VCDs are
significant compared with the enhanced levels of CO within the plume
∼ 3–5×1018 molec cm-2. For IASI NH3,
background values were (0.6±3.7)×1015 molec cm-2 for
IASI-A morning, (1.1±0.9)×1015 molec cm-2 for IASI-A
evening, (-0.8±3.3)×1015 molec cm-2 for IASI-B morning,
and (-1.1±9.3)×1015 molec cm-2 for IASI-B evening. These
values have more variability compared with CO and show biases between IASI
instruments, but they are small (∼5 %) compared with the enhanced
VCDs observed over the smoke plume of ∼ 5–15×1016 molec cm-2, and therefore any systematic differences will have
a small influence on the emission estimates. The baseline VCDs for CrIS are
larger than for IASI, with values of (1.2±1.7)×1016 for day and
(0.9±1.6)×1016 for night. The differences between baseline VCDs
for CrIS and IASI are due to differences in the retrieval methods, which
affect results when VCDs approach zero. The baseline VCDs for NO2
reflect local emissions sources and ranged from 3 ×1014 molec cm-2 over remote regions to 2 ×1015 molec cm-2 over the minable oil sands region. The
NO2 baseline values over the oil sands are of the same order of
magnitude as the enhanced levels of NO2 in the plume
∼ 5–15 ×1015 molec cm-2. The 2014 baseline VCDs for
NO2 were filtered for CRF < 0.3 and did not include any data
affected by the row anomaly.
Next, boxes were drawn around dVCD, as shown for 16 May 2016 in Fig. 1. The
width of the box in the crosswind direction, y, was ±150 km from the
centre of the fire hotspots. This was large enough to encompass the plume up
to 200 km downwind of the fire, as determined by examining VCD maps for each
day. Upwind, -x, the top of the box was set to the first grid value to
encompass all of the fire hotspots. Downwind, +x, the box was drawn 20 km
downwind of the most downwind hotspot to ensure that all of the hotspots were
enclosed in the box when accounting for the satellite footprints.
Within the box, emissions were calculated using Eq. (5). The mass, m, of
CO, NH3, or NO2 in the box was calculated by integrating
gridded dVCDs within the box and multiplying by the molecular mass of the
species. tc was calculated from u, the mean downwind wind speed, and
xc, the distance to the centre of the fires (or the centre of the grid).
The mean downwind wind speed was calculated using ECMWF ERA5 winds at the
pixels of the satellite measurements within the box. The wind profiles were
interpolated to the satellite measurement locations, and the weighted average
of winds over the vertical profile of the assumed plume shape was calculated.
At each satellite pixel location, the component of the wind speed in the
downwind direction was taken. Then the average of the downwind wind-speed
components was calculated. τ was calculated from the data by examining
the decay curves of NO2 and NH3 downwind of the fires, as
described in Sect. 4.3.
The uncertainties associated with the emission estimates were calculated from
a series of sensitivity tests. These tests were intended to determine the
sensitivity of the emissions to different choices, which we have labelled as
analysis settings, for the method, the plume shape, species lifetimes,
handling the effect of smoke, the conversion of NO2 to
NOx, and the diurnal variation of emissions. The calculated
sensitivities provide at least a rough estimate of the uncertainty in the
emission estimates. The subsections below describe how each analysis setting
was chosen and how associated sensitivity tests were performed. In order to
run the sensitivity tests described, emission estimates were recalculated
using the alternate settings for days with sufficiently large emission
estimates for the default settings (> 50 kt for CO; > 1 kt for
NH3; > 0.5 kt for NOx). The estimated
uncertainty was the mean percent difference in emissions between the
sensitivity test and the default settings across all days. In addition to the
sensitivity tests, the uncertainty in VCDs due to satellite retrievals was
also accounted for. Table 1 summarises the analysis settings and associated
uncertainty for CO, NH3, and NOx emission
estimates. The total uncertainty in emission estimates, calculated by adding
the various uncertainty terms in quadrature, was 67 % for IASI CO,
82 % for IASI NH3, 74 % for CrIS NH3, and 73 %
for OMI NOx.
Summary of analysis settings and associated uncertainty for
satellite emission estimates.
UncertaintyUncertaintyUncertaintyUncertaintyAnalysis settingIASI CO (%)IASI NH3 (%)CrIS NH3 (%)OMI NOx (%)MethodFlux of mass within rectangle enclosing fire48.848.848.848.8Plume profile shapeBox from 0 to 3 km22.812.712.711.2LifetimeCalculated from exponential fits of downwind–47.947.934.9decay (τ=3 h for NH3; τ=1.5 h for NO2)AMFAMFs calculated for 0–3 km plume–––15.1NO2/NOxEstimated using GEM-MACH–––10.0model data = 0.80Diurnal variation of emissionsNo correction added20.020.020.020.0VCD from satellite retrievalsEstimates from the literature35.040.016.530.0Total uncertaintyAdded in quadrature67827473
Gridded CrIS NH3 VCDs on 5 May 2016, with MODIS Aqua fire
hotspots (red dots) and ERA5 wind directions at various altitudes (arrows).
Note that VCD data are presented in an unrotated frame of reference.
Method uncertainty
In order to estimate the uncertainty due to the selected emission estimate
method, an alternate method was tested using IASI CO based on one-dimensional
fluxes downwind of the fire. For the long lifetime of CO, Eq. (3) reduces to
E=L(x)⋅u. The downwind flux emission estimate was calculated 4 km
downwind of the fire using the line density L(x) and the downwind
wind-speed components. It yielded emission estimates that were on average
48.8 % lower than the rectangular integration method. Similar values were
obtained for one-dimensional flux calculations at 20 km downwind. The
rectangular integration method (Eq. 5) was used in this study instead of the
downwind flux method because rectangular integration includes the highest
measured values of CO, NH3, and NO2 right over the fire
hotspots. Furthermore, the rectangular integration method is less sensitive
to the assumed lifetime of NO2 and NH3 than the
one-dimensional flux method. Note that the size of the rectangle used for the
rectangular integration method was also varied to test method uncertainty,
but had a relatively small influence (∼ 5 %) on the emission
estimates. The value of 48.8 % method uncertainty was used for both
NH3 and NOx because the alternate method used in the
sensitivity tests is based on downwind flux, whereby NH3 and
NOx line densities are smaller due to their short lifetimes.
Therefore, the alternate method is very sensitive to the assumed lifetimes
and is therefore not appropriate for these species.
Plume profile shape
The smoke profile shape is used to weight the ECWMF wind profiles used in the
flux calculations. For example, if the plume is at the surface, surface winds
will dominate the flux calculations. If the plume is aloft 2–4 km, then
winds at 2–4 km, which are typically larger than the surface winds, will be
more important. Therefore, higher wind speeds lead to larger emission
estimates through Eq. (5), where tc=xc/u. In order to infer the
shape of the plume profile, several datasets were used, including surface
monitoring, satellite, and models, as described in the paragraphs
below.
Surface air monitoring stations in the Fort McMurray area were affected by
the plume and recorded enhanced levels of many parameters, including
PM2.5, SO2, NOx, black carbon, NH3, and
CH4, at locations both very near the fire and downwind (Landis et al.,
2018). This suggests that the smoke profile reached the surface and was not
strictly aloft. Therefore, all plume profile shapes tested extended to the
surface.
On 5 May 2016, the wind directions varied with altitude and were compared
against CrIS NH3 VCDs to infer the plume altitude range, as shown in
Fig. 2. CrIS NH3 was the only VCD dataset with sufficient sampling to
resolve the downwind shape of the plume on this day. The VCDs were gridded on
a 4×4 km grid centred at the fire hotspots, which was not rotated.
The ECMWF winds within a 40×40 km2 box around the fires were
averaged, yielding the wind directions shown in the figure. The direction of
the NH3 plume aligns best with winds between 1000 and 800 hPa
(approximately 0–2 km), suggesting that the bulk of the NH3 plume
is within this altitude range.
MISR plume top height binned by distance downwind of the fire with
1σ standard deviation given by the error bars. The red line indicates
the mean of the binned plume top height values (2.9 km).
Two additional satellite datasets and a model dataset were considered in
order to estimate the altitude of the plume top. Smoke plume heights were
retrieved using the NASA Multi-angle Imaging SpectroRadiometer (MISR)
Interactive Explorer (MINX) software (Nelson et al., 2013). MINX uses imagery
obtained from the MISR instrument's nine multi-angled cameras to perform the
stereoscopic retrieval of heights and motion vectors for smoke plumes. A
stereoscopic height retrieval algorithm was developed to focus specifically
on aerosol plumes at the highest spatial resolution possible with the MISR
data. This algorithm relies on the manual determination of smoke plume
locations, boundaries, and wind directions. Nine distinct smoke plumes were
visible by MISR over Fort McMurray during the month of May 2016 and were
sampled over four days (4, 6, 15, and 18 May). All available pixels within
the nine smoke plumes were binned over the distance downwind of the fire, as
shown in Fig. 3. MISR plume heights within 100 km downwind of the centre of
the fire were ∼3 km above sea level. Plume heights were also measured
by the Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observations
(CALIPSO), which passed over the wildfire area on 14 and 15 May, using the
vertical feature mask (VFM) dataset
(Winker et al., 2009). For measurements identified as “smoke”, the mean
plume height within 110–112∘ W and 55–59∘ N was 2.9±0.2 km (N=18) on 14 May and 3.0±0.1 km (N=81) on 15 May; the
error range denotes the standard deviation of the mean and N is the number
of measurements in the average. Therefore, both the MISR and CALIPSO
satellite datasets suggest that the plume reached a maximum altitude of ∼3 km. The GFAS model also calculates information on plume altitude using a
plume rise model (Rémy et al., 2017). For the Horse River fire, daily
average plume tops ranged from ∼2–4.5 km, while the mean altitude of
maximum injection ranged from ∼1–3 km.
Smoke plume profiles used in the emission estimate sensitivity
tests.
Fitted lifetimes for NH3 and NO2. Example of fits on
16 May for (a)NH3 from IASI morning and CrIS daytime and
(b)NO2 from OMI, with lifetime fit and 95 % confidence
intervals given in the text box. Lifetimes and 95 % confidence intervals
from fits for (c)NH3 and (d)NO2. Note
that in panels (c) and (d) markers are offset from each
other on the x axis to improve the readability of the figure.
Given the uncertainties in the shape of the plume profile, several plume
shapes were considered in sensitivity tests for this analysis, as shown in
Fig. 4. A box-shaped plume for 0–3 km was selected as the default setting,
since most of the datasets considered suggest that the plume was within this
altitude range. In addition, a box-shaped plume extending from 0–6 km was
selected to account for higher possible plume heights. The “NH3
profile” plume shape was derived from the mean CrIS daytime NH3
profile during the fire for VCDs greater than 8 ×1016 molec cm-2 and is weighted more heavily toward the surface.
The NH3 profile shape captures the possible contribution of residual
smouldering to emissions, which are not lofted into the plume and may stay
near the surface. The triangle plume shape peaks at ∼ 2 km and was
calculated from climatological May smoke injection profiles for latitudes of
54–60∘ N and longitudes of 100–120∘ W (Sofiev et al.,
2013), which are publicly available at http://is4fires.fmi.fi/ (last
access: 21 February 2019). For all species, the largest difference in
emission estimates from the default plume were obtained when adopting the
NH3 profile plume shape, and therefore this shape was used to
determine the uncertainties in Table 1. The emission estimates for CO are
more sensitive to the plume profile shape than the emission estimates for
NH3 and NO2. This is because for long lifetimes τ≫tc, Eq. (5) reduces to E∼m/tc=m⋅u/xc, and therefore the
emission estimate is directly proportional to the plume wind speed,
u.
Lifetimes of CO, NH3, NO2
The lifetimes of CO, NH3, and NOx within wildfire
plumes affect emission estimates through Eq. (5). Previous satellite studies
have assumed lifetimes of ∼ 1–2 weeks for CO (e.g., Whitburn et al.,
2015), which is much longer than the ∼ 1–5 h timescale for the plume
to clear the box used to estimate emissions in the present study. Therefore,
a 2-week lifetime was used in the calculations, but the effect of varying
this lifetime to, e.g., 1 week or infinity is negligible and not included in
the error budget. For NH3, previous satellite emission estimate
studies assume lifetimes of 12–36 h (Whitburn et al., 2015, and references
therein) and Lutsch et al. (2016) estimated a lifetime of 48 h using a
ground-based FTIR. However, those studies use methods which average over
longer time periods and therefore consider NH3 further downwind than
in the present study. Closer to the emission source, lifetimes could be
shorter (Paulot et al., 2017). For example, aircraft observations in a smoke
plume near a wildfire in the Alaska boreal forest found that
NH3/CO decreased by 1/e in 2.5 h (Goode et al., 2000). Aircraft
observations over chapparal fires in California found that NH3/CO
decreased by half in 4.5 h (Akagi et al., 2012), corresponding to a
lifetime of ∼6 h, but most of the decrease in NH3/CO occurred
in the first hour, suggesting rapid initial loss of NH3. For
satellite-derived NOx emission estimates, Schreier et
al. (2015) assumed a 6 h lifetime based on satellite measurements over
megacities (Beirle et al., 2011). Mebust et al. (2014, 2011) used a shorter
lifetime of 2 h based on several observations of lifetimes in plumes
ranging from 2 to 3 h. Tanimoto et al. (2015) calculate two alternate sets
of emissions for NO2 using both lifetimes of 2 and 6 h.
For the present study, lifetimes of NH3 and NOx were
estimated directly from the satellite VCD datasets, as shown in Fig. 5. For
each day with sufficient data, the line density of NH3 and
NO2, L(x), as a function of downwind distance from the centre of
the fire hotspots, x, was calculated. L(x) was calculated using data
within ±150 km crosswind. Based on Eq. (3), an exponential was fitted
to the L(x) curve in order to calculate the lifetime τ, as shown
on 16 May. Then, using the exponential fit parameter and the weighted-average wind speed of the plume, u, the lifetime, τ, was calculated.
The fitted lifetimes are also shown in Fig. 5, with error bars denoting the
95 % confidence intervals of the exponential fit parameter. Lifetimes
are only shown for days with sufficiently large plumes (emissions
> 1 kt d-1 for NH3 or > 0.5 kt d-1 for
NOx) and small fitting errors (< 1 h for both
NH3 and NO2). Approximately 60 % of ammonia fits with
sufficiently large plumes did not meet the fitting error criteria; this
occurred primarily when wind speeds were low and/or winds were variable
downwind, and therefore the plume changed direction and/or accumulated over
some downwind locations. All NO2 fits met the fitting criteria, as
the short lifetime of NO2 makes it less sensitive to inconsistencies
in the winds far downwind. The fitted lifetimes were calculated using
wind speeds from both the 0–3 km box profile shape and the
alternate wind profile shapes shown in Fig. 4. The plume weighted toward the
surface (NH3 profile) yielded longer lifetimes due to lower
wind speeds. Note that the effect of other parameters included in the
sensitivity tests, such as NO2 AMFs, were also tested but had a very
small impact on the fitted lifetimes.
Based on the fitted lifetimes, values of τ=3 h for NH3 and
τ=1.5 h for NO2 were used in this analysis. The NH3
lifetime of 3 h is much smaller than the other satellite emission studies
described above, but is reasonable given that the emission estimate method
considers NH3 very near the emission source, where lifetimes could
be shorter. For the sensitivity tests, minimum values of 1.5 h for
NH3 and 1 h for NO2 were derived from the lower range of the
fitted lifetime values. For NH3 and NO2, upper-range values
of 12 and 6 h were based on the satellite-derived emission studies
described above. Sensitivity tests were run for both the upper- and lower-range values; the largest deviation from the default setting was used to
estimate the uncertainty. For NH3, the uncertainty due to the
lifetime is 47.9 % based on the 1.5 h lower-range lifetime; for
NO2, the uncertainty is 34.9 % based on the lower-range value of
1 h. This is larger than the sensitivity calculated by Mebust et al. (2011)
because, although the emission estimate methodology is similar, a larger
range of possible lifetimes is used in the present study. Other emission
estimate methods can yield larger sensitivity to lifetime; for example,
Tanimoto et al. (2015) found that NOx emission estimates
vary by a factor of 2–3 depending on whether a 2 or 6 h lifetime was
assumed when working from monthly average gridded satellite NO2
measurements.
Effect of smoke on VCDs
At infrared wavelengths, smoke aerosol does not have a strong effect on
retrievals. Clarisse et al. (2010a) showed the impact of biomass burning
aerosol on IASI retrievals in the 800–1200 cm-1 range and found the
strongest effect for 1000–1200 cm-1. IASI NH3 is retrieved in
the 800–1200 cm-1 range, but most of the weight is for
900–980 cm-1. CrIS retrievals are performed for 650–1095 cm-1,
with the main NH3-absorbing spectral region at 960–970 cm-1.
The effect of biomass burning for 900–980 cm-1 is small (Clarisse et
al., 2010a) and therefore will have minor influence on the IASI and CrIS
NH3 retrievals. IASI CO retrievals are performed in the
2128–2206 cm-1 wavelength range in which the effect of aerosol is also
weaker than in the 1000–1200 cm-1 range (Sutherland and Khanna, 1991).
Therefore, uncertainties due to the effect of smoke on the VCDs are
insignificant compared to other sources of error and were not included in the
uncertainty calculations for IASI and CrIS.
Example AMFs as a function of altitude for various AODs for a
0–3 km smoke plume. AMFs are shown for clear skies above the plume.
SZA: 30∘, viewing zenith angle: 50∘,
albedo: 0.03, surface pressure: 1000 hPa, and column
ozone: 350 DU.
OMI measurements are taken at UV–visible wavelengths, and therefore the
scattering of sunlight to the instrument is affected by the smoke plume. The
ECCC AMFs (McLinden et al., 2014) are calculated assuming no aerosol is
present. To account for the smoke, AMFs were recalculated using the same
inputs but with an aerosol profile present as defined by a profile shape, a
total aerosol optical depth (AOD), refractive index, and size distribution.
The refractive index (1.5+0.01i) (Dubovik et al., 2000) and size
distribution (log-normal; r=0.1µm, σ=0.3) were fixed. A
default profile shape with constant number density (or extinction) between
0 and 3 km was used, although other profile shapes were also tested. AMFs were
then calculated for AODs of 0, 0.03, 0.1, 0.2, 0.5, and 1. Figure 6 shows
sample AMF profiles for various AODs assuming a 0–3 km smoke plume. For
larger AODs, sensitivity to the surface is somewhat reduced and sensitivity
to layers of the atmosphere above 1–2 km is somewhat higher.
The original (ECCC) NO2 VCD was then used as a proxy for smoke AOD
using a relationship derived during the BOReal forest fires on Tropospheric
oxidants over the Atlantic using Aircraft and Satellites (BORTAS) campaign
(Bousserez et al., 2009):
AOD=(VCD-VCD0)×α,
where VCD0=1×1015 molec cm-2 and α=3×10-17 cm2 molec-1. Interpolating between the various
precalculated AOD-AMF tables, the AMF corresponding to the AOD was found and
used to recalculate the VCD.
The OMI NO2 emission estimates using the smoke AMFs were compared
against emission estimates using the typical aerosol-free CRF-based AMFs and
yielded emission estimates that were 15.1 % smaller than the CRF-based
AMFs. Alternative smoke AMF profiles were also tested using the triangle
plume profile (Fig. 4), but the change in the plume profile did not have as
significant of an effect on the results (< 5 % difference in emission
estimate sensitivity tests). Therefore, uncertainty in AMFs was set at
15.1 % in Table 1. The relatively modest impact of the smoke on the AMF
is a result of offsetting effects. There was a significant reduction in AMF
due to the combination of aerosol and weighting of the NO2 profile
towards the surface, but this was offset by using a CRF of zero whenever the
original VCD exceeded 1×1015 molec cm-2. In all cases, the
shape of the aerosol profile matched that of the NO2 profile.
Conversion of NO2 to NOx
In order to convert the NO2 emission estimates from OMI to
NOx, a factor of NO2/NOx of 0.8 was used.
This was based on an average of over 40 wildfire plumes in Alberta and
Saskatchewan in 2017 using the FireWork emissions simulation with the Global
Environmental Multi-scale – Modelling air quality and Chemistry (GEM-MACH)
chemical transport model. Within 100 km downwind of the fire, the modelled
ratio was found to be 0.8 and is consistent with measurements of
NO2/NOx at the Fort McMurray surface air monitoring
stations. Other studies of NOx emissions from plumes have
used values of 0.75 (Schreier et al., 2014; Tanimoto et al., 2015) and 0.7
(Mebust and Cohen, 2014; Mebust et al., 2011). Therefore, the uncertainty due
to conversion from NO2 to NOx in Table 1 was set to
10 %. Note that NOx emissions are presented as mass of
NO throughout this paper.
Ratio of 24 h emission rates sampled by satellite at various LST.
The y axis shows the ratio of the hourly emission weight over the 24 h
mean emission weight. The typical overpass times for the IASI, CrIS, and OMI
satellites over the Horse River fire area are also shown.
Diurnal variation of emissions
Emissions from wildfires vary diurnally, with more active burning and larger
emissions typically occurring during the daytime. The satellite instruments
measure emissions at a fixed time of day, depending on the satellite's orbit,
which is assumed in this study to represent the daily average emission rate.
In order to estimate uncertainty due to the diurnal variation of emissions, the
diurnal weight profile from the Western Regional Air Partnership (2005), which is used in the FireWork model, was
considered. Figure 7 shows the hourly weight divided by the 24 h weight
plotted as a function of LST, with the satellite overpass time indicated.
Note that the satellite overpass time does not coincide exactly with the time
of the measured emissions; VCDs measured both over the hotspots
(approximately at the time of emission) and downwind (typically
∼ 1–2 h after emission) are used together to estimate emissions.
Emissions are at a minimum overnight and therefore the CrIS night-time
overpass samples approximately 0.7 times the 24 h average. Over the course
of the morning, emission rates increase. Measurements taken during the IASI
morning overpass are approximately equivalent to the 24 h average. By
afternoon, emission estimates at the CrIS and OMI overpass times are
1.2 times the 24 h average. At the IASI evening overpass time, emission
estimates are similarly 1.2 times the 24 h average. Based on this diurnal
profile, an uncertainty of 20 % was assigned for the diurnal variation of
emissions.
Time series of (a) FRP and emission estimates and surface
concentrations for (b) CO, (c)NH3, and
(d)NOx from satellite, models, and air monitoring
stations. Note that error bars are not shown for IASI-B emissions to improve
the readability of the figure. The surface concentrations are the 24 h average
concentrations of CO at the Fort McMurray–Athabasca Valley air monitoring
station and NH3 and NOx at the Fort McMurray–Patricia McInnes air monitoring station.
Note that NOx
measured at Fort McMurray–Athabasca Valley shows similar variability, but
is not shown here.
VCD from satellite retrievals
Uncertainties in the satellite VCD retrievals were also included in the total
uncertainty. The emission estimates are directly proportional to the mass,
which is calculated from the VCDs (Eq. 5), and therefore the percent
uncertainty in the satellite VCD was applied directly as an uncertainty term.
Note that this is based on the assumption that the satellite VCDs include
systematic uncertainties that do not cancel out as data are averaged. For
IASI CO, a VCD uncertainty of 35 % was estimated based on comparisons
between IASI and ground-based spectrometers under fire conditions (see
Sect. 2.1). IASI NH3 VCDs are ∼ 40 % lower than ground-based
FTIR VCDs (Dammers et al., 2017). CrIS NH3 VCDs have very little bias
compared with FTIR (∼ 0–5 %) (Dammers et al., 2017) and therefore
the VCD total error in the retrievals was used; for enhanced VCDs
(greater than 2 ×1016 molec cm-2) within a box around the
fires (55–58∘ N and 108–114∘ W), the mean VCD total error
was 16.5 %. For OMI NO2, estimated uncertainties are 30 %
over polluted areas with clear-sky conditions (Bucsela et al., 2013).
Uncertainties in OMI VCDs due to the smoke plume have been calculated
separately in Sect. 4.4.
Comparison statistics for emission estimates from satellite versus
models. Uncertainty in the mean difference is the standard error.
Mean satellite-derivedMean difference model Correlation Number of emissions (kt d-1)minus satellite (kt d-1) coefficient Rcoincident days GFASFireWorkGFASFireWorkGFASFireWorkIASI CO8842±28-44±130.460.571716IASI NH32.30.0±0.6-1.4±0.30.410.691413CrIS NH32.10.3±0.5-1.7±0.40.610.571211OMI NOx0.84.9±1.5-0.5±0.20.570.4198Satellite emission estimates and comparison with modelsTime series of emission estimates and comparison with models
Figure 8 shows the time series of FRP and emission estimates for CO,
NH3, and NOx from satellite and from the GFAS and
FireWork models during the Horse River fire. The FRP is shown for the
MODIS Terra (morning overpass), MODIS Aqua (afternoon overpass), and the GFAS
model, which assimilates MODIS data. The FRP values from the MODIS overpasses
have a similar day-to-day variability compared with GFAS, but have much
larger peaks than the model. All three FRP datasets show three periods of
active burning for approximately 5–8, 15–18, and 23–26 May. For CO and
NH3, the satellite data agree within uncertainties with the modelled
data. During the first active period (5–8 May), satellite emissions agree
better with the larger emissions in GFAS. During the third active period
(23–26 May), the satellite emissions are closer to the lower emissions from
FireWork. During the second active period (15–18 May), satellite emissions
are close to both the GFAS and FireWork models. For NOx,
GFAS emissions are much larger than for OMI and FireWork. 24 h average
surface concentrations of CO, NH3, and NOx in Fort
McMurray are also enhanced during the active fire periods. The surface air
monitoring data tracks somewhat with the satellite and model emission data,
with similar periods of active burning. The air monitoring station observes a
larger relative peak around 4 May, likely because the fire was active in Fort
McMurray near the air monitoring stations at this time (MNP LLP, 2017). The
smaller relative peaks in the surface air monitoring data for the third
active period (23–26 May) are likely because the fire had moved to the east
of Fort McMurray (MNP LLP, 2017) and was therefore further from the
monitoring stations.
Table 2 shows statistics for the satellite emissions compared with the daily
model output. Note that all available IASI emission estimates (IASI-A
morning, IASI-B morning, IASI-A night, IASI-B night) were averaged daily,
yielding single sets of IASI emission estimates for CO and NH3. The
CrIS comparisons exclude the single night-time emission estimate. For CO,
the satellite estimates fall between the GFAS and FireWork estimates, with
GFAS biased high and FireWork biased low, both by ∼ 40 kt d-1.
For NH3, emission estimates for GFAS and the satellite data agree
well in magnitude, while the FireWork emission estimates are
∼ 1.5 kt d-1 lower than the satellite data. For
NOx, GFAS estimates ∼ 5 kt d-1 more
NOx than OMI, while FireWork emissions are much closer to
the OMI measurements (within 0.5 kt d-1). For all three species (CO,
NH3, and NOx), the Pearson correlation coefficients
are between 0.41 and 0.69 between satellite data and both models.
Emission ratios: relationships between CO, NH3, and
NOx
Figure 9 shows the relationships between CO, NH3, and
NOx in the satellite and model emission estimates and
surface air monitoring station data. The surface air monitoring station and
MAML measurements are shown for May 2016 only and are presented as a mass
(µg m-3) for consistency in ratios with emissions, which are
calculated as a mass rate. Background levels were subtracted from the surface
air monitoring concentrations. Background values were the mean of May
measurements at the Fort McMurray and Fort McKay stations for 2013–2015,
with hours influenced by wildfire smoke removed (Ross et al., 2018), and were
92 ppb for CO, 0.5 ppb for NH3, and 1 ppb for
NOx. Note that NOx measurements with more
than 10 ppb of NO were excluded from the scatter plots because they often
occurred for very low CO concentrations and skewed the scatter plots. The
high levels of NO indicate close proximity to an NOx source,
perhaps due to nearby flaming of the wildfire or anthropogenic sources in
Fort McMurray. The slopes for emission and ambient concentration ratios were
calculated using a linear least squares fit that was constrained to go
through the origin. The 95 % confidence intervals in the slope were
calculated by bootstrapping the data using the bias-corrected and accelerated
percentile method (MathWorks, 2018).
Scatter plots of emissions (a, c, e) and surface
concentrations (b, d, f) for NH3/CO(a, b),
NOx/CO(c, d), and
NOx/NH3(e, f). Daily emissions are shown for
satellite and the GFAS and FireWork models. The differences in surface
concentrations are hourly averages minus background concentrations. The slope
and 95 % confidence interval (given in brackets) of a linear fit
constrained to go through the origin are also shown in the legend.
Satellite emission ratios of NH3/CO of 0.023 for IASI and 0.024 for
CrIS are approximately 1.5 times larger than the modelled ratios. The MAML
enhancement ratio of 0.042 is 2.5 times larger than the modelled ratios.
Neither of the Fort McMurray air monitoring stations have collocated CO and
NH3 measurements. Paulot et al. (2017) measured NH3/CO
emission ratios with IASI of 0.016–0.027 over Alaska, but noted that their
values are biased low compared with the emission factors calculated in situ
by 35 % because IASI measured older air masses. When scaled up by
35 %, these values are 0.024–0.040, which fits within the range of
satellite and surface ratios reported here. R'Honi et al. (2013) measured
NH3/CO from IASI for wildfires over Russia and found that the ratio
varied in time from 0.01 to 0.052, which spans the range of values calculated
in the present study. With two ground-based FTIRs, Lutsch et al. (2016)
measured NH3/CO emission ratios of 0.0173±0.0014 and 0.0189±0.0018 at two locations for an assumed NH3 lifetime of 48 h over
the long distances of the transport of the plume from fires in the Northwest
Territories of Canada. These ratios are slightly lower than the values
calculated in the present study; when Lutsch et al. (2016) assume a shorter
lifetime of 36 h, emission ratio estimates at the two stations increase to
0.0471±0.0039 and 0.0311±0.0029 and are therefore in broad
agreement with the values reported here.
For NOx/CO, the FireWork and GFAS NOx/CO
emission ratios are 1.5 and 3 times larger, respectively, than the satellite
emission ratio of 0.01. Similarly, for NOx/NH3 mean ratios
from FireWork and GFAS are 3 and 6 times larger, respectively, than the
satellite emission ratios of 0.3–0.4. Enhancement ratios from surface
stations are 0.003–0.004 for NOx/CO and
∼ 0.06–0.08 for NOx/NH3, which is much lower than the
satellite and model values. This may be because of the weaker correlation
between NOx, which is released primarily during flaming
combustion, and NH3 and CO, which are released primarily during
smouldering combustion. Furthermore, the lifetime of NOx is
shorter than for NH3 or CO, and therefore NOx may
have been lost prior to detection by the surface monitors. Simpson et
al. (2011) measured NOx/CO enhancement ratios for boreal
forest fires during BORTAS and found values of 0.0024±0.0001 for
NO2 and 0.0056±0.003 for NO, which falls between the surface
monitoring values in the present study.
Scatter plot of daily emissions versus MODIS FRP for
(a) IASI CO, (b) IASI NH3, (c) CrIS
NH3, and (d) OMI NOx. The slope and
95 % confidence interval of a linear fit constrained to go through the
origin are also shown.
Satellite-derived emission factors
Emission factors can be estimated from satellite data by assuming a linear
relationship between emission estimates and FRP and then applying a
conversion factor to account for the relationship between FRP and fuel
consumed (e.g., Mebust et al., 2011). The relationship between satellite
emission estimates and MODIS FRP is shown in Fig. 10 for all available
satellite emission estimates, except for the single CrIS night-time
emission estimate. 16 and 24 May were excluded from the scatter plots and
fits because the large peaks in the MODIS FRP on these dates do not
correlate with similarly high values in the emission estimates (see Fig. 8),
which causes reduced correlation (R=0.2–0.6). Correlation coefficients
between the MODIS FRP and the satellite datasets range from R=0.59–0.86
when these dates are removed. The MODIS Aqua satellite (LST = 13:30) has
the closest overpass time to CrIS (LST = 12:30), but the MODIS Aqua FRP
did not correlate well with CrIS NH3 emissions (R= 0.02).
Therefore, MODIS Terra was used instead (R= 0.59). This may be because the
VCDs measured by CrIS are from emissions ∼ 1–2 h before the overpass
time (see Sect. 4.6) and are therefore closer to the MODIS Terra overpass
time (LST = 10:30). The slope of the emissions versus MODIS FRP yields
the emission coefficient (g MJ-1). The slope was calculated using a
linear least squares fit that was constrained to go through the origin. The
95 % confidence intervals in the slopes were calculated by bootstrapping
the data using the bias-corrected and accelerated percentile method in MATLAB
(MathWorks, 2018).
Emission factors from satellite, models, and previous studies. For
the satellite data, 95 % confidence intervals from the emissions versus
FRP fits are given in brackets. The FireWork emission factors are based on
the mean ratio of flaming versus smouldering and residual burning for the
Horse Rive fire.
MethodCO EF (g kg-1)NH3 EF (g kg-1)NOx EF (g kg-1)This study (conversionSatellite32 (25, 39)0.8 (0.6, 1.0) – IASI0.3 (0.1, 0.4)factor 1.55 kg MJ-1)0.7 (0.4, 0.9) – CrISThis study (conversionSatellite120 (95, 146)2.9 (2.2, 3.7) – IASI1.0 (0.5, 1.5)factor 0.41 kg MJ-1)2.7 (1.5, 3.4) – CrISGFASUsed in model1061.63.4FireWorkUsed in model187a3.0b1.2cAkagi et al. (2011)dCompilation127±452.72±2.320.9±0.69Simpson et al. (2011)eAircraft113±170.97±0.12Lutsch et al. (2016)fGround-based FTIR1.40±0.72Alvarado et al. (2010)gAircraft0.90±0.69Schreier et al. (2015)hSatellite0.61±0.07Tanimoto et al. (2015)iSatellite1.11±0.23 (τ=6 h)3.34±0.69 (τ=2 h)Mebust et al. (2014)jSatellite0.609±0.079
a From combination of CO EFs:
flaming = 71.8 g kg-1; smouldering and
residual = 210.12 g kg-1; b from combination of
NH3 EFs: flaming = 1.21 g kg-1; smouldering and
residual = 3.41 g kg-1; c from combination of
NOx EFs: flaming = 2.42 g kg-1; smouldering and
residual = 0.91 g kg-1; d Boreal forest;
e plumes measured in Saskatchewan and Ontario, Canada;
f plumes originating from Northwest Territories, Canada;
g Plume in Alberta, Canada; h North American boreal
forest; i Alaskan boreal forest; j global estimate for
boreal forest.
The IASI CO emission coefficient was 49 g MJ-1 for IASI measurements.
The NH3 emission coefficient was 1.2 g MJ-1 for IASI and
1.1 g MJ-1 for CrIS. The OMI NOx emission coefficient
was 0.4 g MJ-1, with 95 % confidence intervals of
0.2–0.6 g MJ-1. Using satellite data over multiple fires, several
other studies have calculated emission coefficients for NOx
over large areas. Mebust and Cohen (2014) found a value of
∼ 0.3 g MJ-1 for the North American boreal forest using a
similar method with OMI satellite data. Schreier et al. (2015) found a
similar value for the North American boreal forest of 0.25±0.03 g MJ-1 using GOME-2 satellite monthly averages on a 1∘×1∘ grid. These two values are within the 95 % confidence
interval in this study. Tanimoto et al. (2015) found higher values of
∼ 1.7–5.2 g MJ-1, depending on the assumed lifetime of
NO2, for the boreal forest in Alaska using monthly means of GOME and
SCIAMACHY satellites on a 0.25∘×0.25∘ grid.
A conversion factor can be applied to calculate emission factors
(g kg-1) from emission coefficients (g MJ-1). Some satellite
NOx emission studies (e.g., Mebust and Cohen, 2014;
Schreier et al., 2015) use a single conversion factor of 0.41 kg MJ-1
proposed by Vermote et al. (2009) for all land types. The GFAS model,
however, uses conversion factors which depend on the land cover type based on
linear regressions between GFAS FRP and dry matter combustion rate from the
GFED (Kaiser et al., 2012). The Horse River fire was primarily over
extratropical forest with organic soil land cover type, with a GFAS
conversion factor value of 1.55 kg MJ-1, which is ∼ 4 times
larger than the 0.41 kg MJ-1 conversion factor. Since the conversion
factors are applied directly to the emission coefficients, the choice of
conversion factor can lead to emission factors that differ by a factor of
∼ 4. Therefore, two sets of emission factors were calculated for this
study using the two different conversion factors.
Table 3 shows the emission factors calculated by satellite for both the 0.41
and 1.55 kg MJ-1 conversion factors and used in the GFAS and FireWork
model datasets. The FireWork model uses separate emission factors for
flaming, smouldering, and residual smouldering. The ratio of
flaming / smouldering + residual was 0.2 for the Horse River fire, as
calculated using fuel consumption types from CWFIS. Effective FireWork
emission factors for the Horse River fire were calculated using this ratio
and the emission factors for flaming and for smouldering and residual
burning. The emission factors for the boreal forest from Akagi et al. (2011),
which are based on a compilation of studies and are used in the GFED model
(Van Der Werf et al., 2017), and from other studies using ground-based FTIR,
aircraft, and satellite are also included for comparison.
For CO, the satellite-derived emission factors are 32 g kg-1 for the
1.55 kg MJ-1 conversion factor and 120 g kg-1 for the
0.41 kg MJ-1 conversion factor. Emission factors from GFAS
(106 g kg-1), the Akagi et al. (2011) compilation (127±45 kg),
and the BORTAS aircraft measurements (Simpson et al., 2011) (113±17 g kg-1) all fall within this range and agree slightly better with
the satellite-derived emission factor for the 0.41 kg MJ-1 conversion
factor. The emission factor used in FireWork is a somewhat larger
187 g kg-1. To our knowledge, no previous studies have derived
wildfire emission factors for CO using satellite.
For NH3, emission factors of 0.8 and 0.7 g kg-1 were derived
for IASI and CrIS, respectively, using the 1.55 kg MJ-1 conversion
factor. Using the 0.41 kg MJ-1 conversion factor, values of
2.9 g kg-1 for IASI and 2.7 g kg-1 for CrIS were calculated.
Emission factors from other studies included in the table fall within the
broad range of the satellite-derived values. The emission factors used in
GFAS (1.6 g kg-1) and derived from ground-based FTIR (Lutsch et al.,
2016) (1.40±0.72 g kg-1) are between the emission factors
estimated for the two different conversion factors. The emission factors used
in FireWork (3.0 g kg-1) and included in the Agaki et al. (2011)
compilation (2.72±2.32 g kg-1) are within the confidence
intervals for the satellite-derived values for the 0.41 kg MJ-1
conversion factor.
For NOx, the satellite-derived emission factors were
0.3 g kg-1 for the 1.55 kg MJ-1 conversion factor and
1.0 g kg-1 for the 0.41 kg MJ-1 conversion factor. Emission
factors from the FireWork model (1.2 g kg-1), the Akagi et al. (2011)
compilation (0.9±069 g kg-1), aircraft measurements in Alberta,
Canada (Alvarado et al., 2010) (0.90±0.69 g kg-1), and the BORTAS
aircraft campaign (Simpson et al., 2011) (0.97±0.12 g kg-1) all
fall within this range. Previous satellite-derived values from Mebust et
al. (2014) of 0.609±0.079 for boreal forests and Schreier et al. (2015)
of 0.61±0.07 for North American boreal forests also fall within the
range derived here. The GFAS NOx emission factor of
3.4 g kg-1 is higher than the satellite NOx emission
factors, which is consistent with the large NOx emissions
predicted by GFAS compared to satellite and FireWork (see, e.g., Table 2).
The GFAS NOx emission factor is for extratropical forest,
which includes both temperate and boreal forests. The inventory of Akagi et
al. (2011) gives an emission factor for temperate forests of 2.51±1.02,
which is much larger than the value of 0.90±0.69 for boreal forests. The
GFAS emission factors are, however, within the range of values derived from
satellite by Tanimoto et al. (2015) for the boreal forest in Alaska.
Total emissions for the Horse River fire in May 2016 from satellite
and models (blue), with total annual anthropogenic emissions for Alberta from
the 2016 APEI (red). The error bars represent satellite emissions scaled by
models to account for gaps in sampling. The APEI emissions have been
converted so that they are expressed as kt of NO.
Total emissions from the Horse River wildfire
The total emissions from the wildfire were calculated from the sum of all
emission estimates over all days in May 2016 for the satellite measurements
and models, as shown by the blue bars in Fig. 11. Total IASI emissions were
calculated using the daily average IASI emissions, as described above. The
total CrIS NH3 emission estimate includes only the daytime CrIS
measurements. The satellite total emissions are a sum of days with available
data and are therefore likely underestimated. The 24 h emission estimates
from the GFAS and FireWork models were used to estimate how gaps in sampling
affect the total emissions (sum of all emissions from the Horse River fire in
May 2016 divided by sum of emissions on days with valid satellite estimates).
The larger of the two modelled sampling scale factors was applied to the
satellite emissions as a possible upper-range value, which is indicated by
the error bars on the bar chart. For comparison, the total annual
anthropogenic emissions for Alberta, including both mobile and point sources
in 2016, are also shown from the Air Pollutant Emissions Inventory (APEI)
(ECCC, 2018) with red bars.
For CO, satellite estimates of total emissions are 1.5×103 kt,
which falls between the GFAS total emission estimate of 2.6×103 kt and the FireWork total emissions of 0.9×103 kt. The
emissions from this fire are comparable to the total annual CO emissions from
all anthropogenic sources in Alberta of 992.6 kt. Gaps in the dataset have
a small effect on the satellite-derived total emissions, with the upper-range
value of 1.7×103 kt based on the modelled sampling scale factors.
Satellite estimates of total NH3 emissions are 30 kt for IASI and
29 kt from CrIS, which after it is scaled using model data for gaps
(error bar) agrees with the total emissions estimated from GFAS of 40 kt.
Total emissions of NH3 from FireWork of 16 kt are lower than the
satellite and GFAS estimates. The satellite-measured NH3 emissions
from the Horse River fire for May 2016 are approximately 1/5 the magnitude
of total annual anthropogenic emissions in Alberta in 2016 (134.8 kt).
For NOx, satellite-derived total emission estimates of
7 kt are of the same order of magnitude as FireWork total emissions of
16 kt, but are much smaller than the total emissions from GFAS of 84 kt.
However, there are fewer valid days with satellite emission estimates for
NOx, and therefore the modelled sampling bias is larger and
more uncertain, with GFAS suggesting that 61 % of the total emissions
were sampled by satellite and FireWork suggesting that only 19 % of
total emissions were sampled by the satellite. Therefore, the total
NOx emissions as estimated from satellite could be as high
as 40 kt after applying the sampling correction. The total satellite
emissions of 7–40 kt for May 2016 are about 1 %–7 % of the
magnitude of total annual anthropogenic emissions in Alberta for the year
2016. The NOx emissions from the Horse River fire are,
however, of the same order of magnitude as the largest point source emitter
in the Canadian oil sands area, the Syncrude Upgrader, which emitted 14 kt
of NOx in 2016 (ECCC, 2017).
Conclusion
Emissions of CO, NH3, and NOx from the Horse River
fire were estimated using the IASI, CrIS, and OMI satellite instruments,
building upon the method of Mebust et al. (2014). Our approach used
satellite-derived estimates of lifetimes for NH3 and
NOx of 3 and 1.5 h. Multiple datasets, including satellite
(CrIS NH3, CALIPSO, and MISR) and surface measurements, were used to
estimate the plume profile shape, which is used to weight the wind profiles
for the emission calculations. Based on sensitivity tests, uncertainties in
the daily emission estimates were 67 % for IASI CO, 82 % for IASI
NH3, 74 % for CrIS NH3, and 73 % for OMI
NOx. Emission ratios for NH3/CO,
NOx/CO, and NOx/NH3 were calculated from
the satellite-derived and model emission estimates, and enhancement ratios
were calculated from the surface concentration measurements. The ratios were
compared with the literature. Broad agreement was observed for
NH3/CO. For NOx/CO and NOx/NH3,
values ranged by a factor of 10, perhaps due to uncertainties in emission
factors and the short lifetime of NOx.
Emission factors for CO, NH3, and NOx were estimated
from satellite-derived emissions using the relationship between the daily
satellite measurements and assimilated FRP from GFAS. There is large
uncertainty in conversion factors, which could range from a global value of
0.41 kg MJ-1 (Vermote et al., 2009) or 1.55 kg MJ-1 (Kaiser et
al., 2012), specific to extratropical forest with organic soil land cover
type. Therefore, the range of satellite-derived emission factors was very wide
when considering the range of possible conversion factors and confidence
intervals in the fits relating FRP to emissions: ∼ 25–146 for CO,
∼ 0.4–3.7 for NH3, and ∼ 0.1–1.5 for
NOx. For the most part, emission factors for the GFAS and
FireWork models, the Akagi et al. (2011) compilation, and aircraft and
ground-based FTIR studies all fall within or close to these ranges; the
exception is the GFAS NOx emission factor of 3.4, which is
much larger than the values calculated here. Similar results were found when
comparing day-to-day emission estimates from the satellite and models, with
general good agreement between model and satellite (within a factor of 2),
except for a clear positive bias in GFAS NOx relative to
FireWork and satellite emissions. The agreement between the satellite
instruments, model, and emissions inventories is remarkable given the
uncertainties in the satellite-derived emissions and the natural variability
in emissions due to, e.g., vegetation and moisture content. In the future,
more robust satellite-derived estimates of emission factors could be
calculated using several approaches. Comparison between aircraft measurements
and satellite results could be used to assess and improve the emission
estimate approach used here. Emission factors could be derived by applying
this technique to more fires and therefore better capturing the natural
variability in emissions. Also, more advanced techniques, such as model
assimilation of satellite data, could be used to estimate emissions and
emission factors.
Data availability
IASI CO and NH3 data are
available through the ESPRI Data Centre: https://cds-espri.ipsl.upmc.fr
(last access: 21 February 2019, IASI Team, 2019).
The CrIS-FRP-NH3 science data products used in this study can be made
available on request (Mark W. Shephard, Environment and Climate Change
Canada).
OMI NO2 data are available at
10.5067/Aura/OMI/DATA2017 (Krotkov et al., 2018).
MODIS FRP data are available at
http://modis-fire.umd.edu/index.php (last access: 21 February 2019,
MODIS team, 2019). EOSDIS was used to visualise MODIS true colour and fire
hotspots.
CALIPSO data are available at
http://www.icare.univ-lille1.fr/calipso (last access: 21 February 2019,
CALIPSO team, 2019).
MISR data are available at
https://www-misr.jpl.nasa.gov/getData/accessData/ (last access: 21
February 2019, Nelson et al., 2016).
Data from the Environment and Climate Change Canada – Wildfire Smoke Prediction
System are available via the FireWork product website at
https://weather.gc.ca/firework (last access: 21 February 2019); model
input/output data are available upon request.
GFAS model data were accessed using the Copernicus Atmosphere Monitoring
Service (CAMS): http://apps.ecmwf.int/datasets/ (last access: 21
February 2019, GFAS team, 2019).
Surface air monitoring station data were collected by the Wood Buffalo
Environmental Association and are available at
http://airdata.alberta.ca/ (last access: 21 February 2019, Government
of Alberta, 2019).
MAML surface air monitoring data were collected by Alberta Environment Parks
and are provided in the Supplement. Data collected by the MAML on other
campaigns are available upon request at aep.emsd-airshedsciences@gov.ab.ca.
Author contributions
CA and CM worked on the emission estimate methodology. MS, ND, ED, JC, PM,
KC-P, NT, SK, LL, and NK provided and helped to interpret the satellite,
model, and ground-based datasets. The paper was prepared by CA, and all
authors contributed to the discussion and revision of the paper.
Competing interests
The authors declare that they have no conflict of
interest.
Acknowledgements
Thank you to Greg Wentworth and Matt Landis for useful conversations
regarding available surface air monitoring station datasets and to
Simon Whitburn and Lieven Clarisse for information about the effect of smoke
on IASI NH3 and CO retrievals. Thank you to Zheng Yang for reading
and commenting on the paper. Thank you also to the two anonymous
reviewers whose comments helped to improve the paper. IASI has been
developed and built under the responsibility of the “Centre national
d'études spatiales” (CNES, France). It is flown on-board the MetOp
satellites as part of the EUMETSAT Polar System. The authors acknowledge
the Aeris data infrastructure
(https://iasi.aeris-data.fr/nh3/, last access: 21 February 2019)
for providing access to the IASI NH3 data used in this
study. Thank you to Marty Collins, Shane Taylor, and Charlene Puttick for
collecting the MAML data during the wildfire.
Edited by: Rolf Müller Reviewed by: two anonymous referees
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